The broker is a completely independent player in over-the-counter OTC financial or non financial markets. Its role primarily consists of providing a point of contact for institutional clients seeking to buy or sell financial or non financial products.

Regulatory restraints require the broker to act as a pure intermediary, taking no positions or dealing risks in the financial markets. Working at the very heart of the markets, the broker is in continual contact with leading players in the major financial centres banks, insurance companies, large private companies, etc.

The Stock Broker’s Role in Investment - dummies

Its chief functions are therefore:. The broker receives a commission on each client transaction. The professionalism of its clients' demands sophisticated expertise on the part of the broker in order to meet integrally its clients needs.

Different Types of Brokers and Their Roles | NAGMR National Association of General Merchandise Representatives

Tradition is an acknowledged leader in the rapidly moving world of financial brokerage, adhering to the fundamental principles of confidentiality, expertise, competence and sophisticated service. Finacor ParFX StreamingEdge TFS Green Tradition Energy Tradition-ICAP Tradition SA Tradition Securities and Futures TraditionSEF Tradition Colombia Tradition Securities Trad-X Elixium dhtmlselect "OtherSitesDD".

Home Products Regions About Us Investor Relations Financials News Careers Contact Us. Role as a Broker Organisational Chart Board of Directors Executive Board Board Committees Compliance Status. Its chief functions are therefore: